CellTrust Blog Close-up: Mobile Communication Compliance, Books and Records and the 2025 FINRA Annual Regulatory Oversight Report

Each year, FINRA issues its Annual Regulatory Oversight Report to provide FINRA member firms with additional insight into their regulatory observations and activities since the report from the previous year. The 2025 FINRA Annual Regulatory Oversight Report, published in January, comprises 74 pages across eight sections. The report covers a broad range of operational ... Continue reading Close-up: Mobile Communication Compliance, Books and Records and the 2025 FINRA Annual Regulatory Oversight Report →The post Close-up: Mobile Communication Compliance, Books and Records and the 2025 FINRA Annual Regulatory Oversight Report appeared first on CellTrust.