According to FINRA's Disciplinary and Other FINRA Actions publication, Joseph N. Barnes, Sr. of Miami Florida (CRD # 5603198) is suspended from associating with any member firm in any capacity for six months for failing to timely disclose his bankruptcy petitions on his Form U4, in willful violation of FINRA By-Laws and FINRA Rules. Barnes was also fined $5,000. According to FINRA's Broker Check, Joseph N. Barnes, Sr. was registered with the securities industry for six (6) years, and was registered with the following firm(s): IFS Securities CRD# 40375 Miami Lakes, FL 10/2013 - 7/2014 Blaylock Robert Van, LLC CRD# 145317 New York, NY 02/2010 - 09/2013 Grisby & Associtate, Inc. CRD# 13364 New York, NY 01/2010 - 02/2010 If you have suffered investment losses as a result of your broker's or brokerage firm's misconduct, contact the Law Offices of Place & Hanley, LLC to discuss your legal options. The Law Offices of Place & Hanley, LLC is dedicated to helping investors nationwide. If you have lost money as a result of your broker's recommendations, you may be entitled to recover your investment losses. Contact our office toll free at (866) 318-4725 for a complimentary initial consultation.The post Miami Florida Broker Joseph N. Barnes Fined and Suspended by FINRA appeared first on The Law Offices of Place & Hanley.
