Neovest: SEC Hits JPM Subsidiary With $2.75M Fine

The Securities and Exchange Commission (SEC) today announced JPMorgan Chase & Co. (NYSE:JPM) subsidiary Neovest, Inc. has agreed to pay a $2.75 million fine for failing to register as a broker-dealer in violation of federal securities laws. This is the first time the agency has... Read MoreThe post SEC Hits JPM Subsidiary With $2.75M Fine appeared first on Crowdfund Insider.