Neovest: U.S. SEC fines JPMorgan's Neovest trading platform, prompts rare dissent

(marketscreener.com) An electronic trading platform owned by JPMorgan Chase & Co will pay a $2.75 million civil fine to settle U.S. Securities and Exchange Commission charges it failed to register as a broker-dealer for more than a decade, the regulator said on Tuesday.https://www.marketscreener.com/news/latest/U-S-SEC-fines-JPMorgan-s-Neovest-trading-platform-prompts-rare-dissent--35744534/?utm_medium=RSS&utm_content=20210629