REGIS-TR: ESMA slaps Regis-TR with $186,000 fine
The European Securities and Markets Authority (ESMA) has fined trade repository Regis-TR $186,000 due to eight breaches of the European Market Infrastructure Regulation.
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CEO
Thomas Steimann
REGIS-TR is a Luxembourg-based company that offers services such as trade reporting, repository, and regulatory compliance for traders and financial institutions.
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