Rothenberg Ventures: Court Orders Tech Fund Adviser Charged by SEC to Pay More Than $31 Million

A federal district court has ordered San Francisco-based fund adviser Michael B. Rothenberg to pay more than $31 million in disgorgement, prejudgment interest, and penalties in connection with the misappropriation of investor money. The Securities and Exchange Commission previously charged Rothenberg, an investment adviser, and his advisory firm, Rothenberg Ventures LLC, which he marketed as [...]The post Court Orders Tech Fund Adviser Charged by SEC to Pay More Than $31 Million appeared first on The DI Wire.