Titan: SEC Fines NY Firm More than $1 Million in First Marketing Rule Enforcement Action

The Securities and Exchange Commission announced charges against Titan Global Capital Management USA LLC, a New York-based FinTech investment adviser, for "using hypothetical performance metrics in advertisements that were misleading." The SEC also charged Titan with multiple compliance failures that led to misleading disclosures about custody of clients' crypto assets, the use of improper "hedge [...] The post SEC Fines NY Firm More than $1 Million in First Marketing Rule Enforcement Action appeared first on The DI Wire.